Unclaimed
Robert Michael Senne is a financial professional with over 20 years of experience in the industry. He is currently registered with Stonex Securities Inc. and Stonex Financial Inc. Robert has a diverse background with previous experience at firms such as INTL Custody & Clearing Solutions Inc., Sterne, Agee & Leach, Inc., and BANC ONE Capital Markets, Inc. Robert's expertise includes a wide range of products and services, demonstrated through his licenses and experience.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
06/20/2018 - Present
Stonex Securities Inc. (CHICAGO IL)
FL
08/21/2017 - 07/05/2018
INTL CUSTODY & CLEARING SOLUTIONS INC. (WINTER PARK FL)
AL
12/01/2016 - 07/12/2017
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
IL
06/04/2001 - 09/02/2003
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
NE
08/19/1996 - 04/13/1998
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NY
12/22/1987 - 08/14/1995
FUJI SECURITIES INC. (NEW YORK NY)
BC
Issued 07/30/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2015
Series 30 - NFA Branch Manager Examination
BC
Issued 07/23/2013
Series 4 - Registered Options Principal Examination
BC
Issued 10/12/2012
Series 24 - General Securities Principal Examination
BC
Issued 09/17/2001
Series 27 - Financial and Operations Principal Examination
BC
Issued 03/17/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 12/13/2019
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2013
Series 3 - National Commodity Futures Examination
BC
Issued 06/29/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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