Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Michael Schwartzberg has been in the securities industry since June 2, 1998. He is currently registered with NC Securities, LLC in Easton, MD. Robert has experience with various investment banking products and services. Robert is licensed in Maryland and is a Series 63, Series 7, Series 86, Series 87, SIE and Series 79TO exam holder. Robert was previously registered with Compass Point Research & Trading, LLC, Friedman, Billings, Ramsey & Co., Inc. and Johnston, Lemon & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
03/13/2013 - Present
NC Securities, LLC (EASTON MD)
DC
05/14/2008 - 04/01/2011
COMPASS POINT RESEARCH & TRADING, LLC (WASHINGTON DC)
CA
06/17/1991 - 04/05/2001
FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (LOS ANGELES CA)
NA
12/11/1985 - 01/12/1988
JOHNSTON, LEMON & CO. INCORPORATED
BC
Issued 05/20/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2009
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/21/2009
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 05/13/2008
Series 7 - General Securities Representative Examination
BC
Issued 10/17/1987
Series 16 - NYSE Supervisory Analyst Examination
Active
Inactive
F
FINRA
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