Unclaimed
Robert Sargent is a financial professional with over 14 years of experience in the industry. Robert is currently registered with Robert W. Baird & Co. Inc. in Virginia and Texas as an Investment Advisor Representative. Robert has previously worked for firms such as EF LEGACY SECURITIES, LLC, SANDERS MORRIS HARRIS LLC, FIDELITY BROKERAGE SERVICES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and J.P. MORGAN SECURITIES INC. Robert has passed several industry exams including the Series 7, Series 63, and Series 65. Robert holds the designation of Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
VA
10/10/2024 - Present
Robert W. Baird & Co. Inc. (Ashburn VA)
VA
04/22/2016 - 10/31/2018
EF LEGACY SECURITIES, LLC (ASHBURN VA)
VA
05/01/2014 - 04/22/2016
SANDERS MORRIS HARRIS LLC (ALEXANDRIA VA)
VA
02/29/2012 - 04/22/2014
FIDELITY BROKERAGE SERVICES LLC (ALEXANDRIA VA)
VA
05/24/2010 - 02/01/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (VIENNA VA)
NY
03/03/2008 - 03/16/2009
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IA
Issued 06/23/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/24/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/29/2008
Series 7 - General Securities Representative Examination
Active
Inactive
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