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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Michael Ricigliano is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Robert Michael Ricigliano has over 30 years of experience in the financial industry. Robert Michael Ricigliano holds a Series 7, Series 24 and Series 66 license. Robert Michael Ricigliano is registered with the state of Maryland and New Jersey. Robert Michael Ricigliano provides a variety of services to clients, including portfolio management for individuals and businesses, pension consulting, educational seminars, and selection of other advisors. Robert Michael Ricigliano has worked with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2007. Prior to that, Robert Michael Ricigliano worked with FAM Distributors, Inc. and Merrill Lynch, Pierce, Fenner & Smith Inc. from 2003 to 2005.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/28/2007 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
03/10/2003 - 06/24/2005
FAM DISTRIBUTORS, INC. (NEW YORK NY)
NY
10/23/1992 - 03/10/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 09/29/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/28/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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