Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Michael Rettig is a financial advisor with over 20 years of experience in the financial services industry. Robert is currently registered with Morgan Stanley as a Registered Representative and Investment Advisor Representative. Prior to his current role, Robert worked at several other reputable firms including Merrill Lynch, Citigroup Global Markets Inc., and Morgan Stanley Smith Barney. Robert has a strong background in financial planning, portfolio management, and asset allocation advice. Robert is committed to providing personalized financial guidance to his clients to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
09/15/2010 - Present
Morgan Stanley (LOS GATOS CA)
WA
10/01/2009 - 01/22/2010
MORGAN STANLEY SMITH BARNEY (SEATTLE WA)
CA
04/17/2006 - 06/12/2008
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
NY
06/26/2003 - 04/30/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
03/13/2000 - 06/20/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 05/15/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/29/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/09/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/27/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Robert Rettig is the right advisor for you? Invested Better is here to help.
