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Robert Michael Pollock

Charles Schwab & CO., Inc.

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About Robert Michael Pollock

Robert Pollock is a financial advisor with Charles Schwab & CO., Inc., located in San Antonio, TX. Robert has been working in the financial industry for over 15 years and has experience with Ameriprise Financial Services, Inc., USAA Financial Advisors, Inc., and Chase Investment Services Corp. Robert holds Series 7 and Series 66 licenses. Robert has a broad range of experience in financial planning and portfolio management. Robert also owns a retail wedding dress store called I Do the Dress I Do, where he acts as treasurer.

Firm Information

Robert Pollock is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Robert Pollock’s Registration & Firm History

TX

10/19/2021 - Present

Charles Schwab & CO., Inc. (SAN ANTONIO TX)

TX

04/27/2010 - 06/12/2020

USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)

TX

07/09/2008 - 04/09/2010

CHASE INVESTMENT SERVICES CORP. (SAN ANTONIO TX)

CA

04/20/2005 - 07/08/2008

AMERIPRISE FINANCIAL SERVICES, INC. (LOS ANGELES CA)

MN

04/20/2005 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 04/28/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/19/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Robert Michael Pollock. Review regulatory record here.
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