Unclaimed
Robert Pietroforte is a financial professional with over 6 years of experience in the securities industry. Robert has a Series 7, Series 79, and Series 63 license. Robert is currently registered with Ba Securities, LLC in Pennsylvania and New York. Previously, Robert was registered with Finalis Securities LLC and Raine Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
04/03/2024 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
NY
03/21/2023 - 03/20/2024
FINALIS SECURITIES LLC (NEW YORK NY)
NY
08/30/2016 - 03/29/2021
RAINE SECURITIES LLC (NEW YORK NY)
BC
Issued 06/30/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2018
Series 7 - General Securities Representative Examination
BC
Issued 08/30/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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