Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Michael Phillips is a financial advisor with over 28 years of experience in the industry. Currently, Robert works as a registered representative of Samco Capital Markets, Inc. in the Dallas, TX office. Prior to joining Samco Capital Markets, Robert worked at Penson Financial Services, Inc., BANC ONE CAPITAL MARKETS, INC. and BANC ONE CAPITAL MARKETS, INC. Robert holds Series 6, 7, 52, 53, 63, 99TO, and SIE licenses. Robert Michael Phillips is registered in 16 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
05/19/2006 - Present
Samco Capital Markets, Inc. (DALLAS TX)
TX
02/07/2003 - 05/19/2006
PENSON FINANCIAL SERVICES, INC. (DALLAS TX)
IL
04/01/1999 - 02/12/2003
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
OH
05/24/1994 - 04/01/1999
BANC ONE CAPITAL MARKETS, INC. (COLUMBUS OH)
BC
Issued 08/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/1987
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/1994
Series 7 - General Securities Representative Examination
BC
Issued 08/31/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/05/1987
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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