Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Michael Panessiti is an investment advisor representative with UBS Financial Services Inc., working in their Boston office. Robert Michael has been in the industry since 1988, and has previously worked with Morgan Stanley, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, New England Securities and The Prudential Insurance Company of America. Robert Michael is registered in 23 states and has a total of 28 registrations. Robert Michael has passed the SIE, Series 6, Series 7, Series 31 and Series 63 and Series 65 exams. Robert Michael holds the Chartered Financial Consultant designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
09/03/2013 - Present
UBS Financial Services Inc. (BOSTON MA)
MA
06/01/2009 - 07/09/2013
MORGAN STANLEY (BOSTON MA)
MA
01/14/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
NY
12/22/1993 - 01/18/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/21/1990 - 12/31/1993
NEW ENGLAND SECURITIES (NEW YORK NY)
NJ
11/22/1988 - 08/24/1990
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
11/22/1988 - 08/24/1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 02/10/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/19/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 02/08/1993
Series 7 - General Securities Representative Examination
BC
Issued 11/08/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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