Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Oswald has been in the financial services industry since February 17, 1995. Robert is currently registered with Meridian Equity Partners, Inc. as a registered representative. Robert has previously been employed with UBS Securities LLC, Smith Barney Inc., and Salomon Brothers Inc. Robert is a Series 63, Series 7 and SIE licensed representative. Robert holds a license in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/03/2011 - Present
Meridian Equity Partners, Inc. (NEW YORK NY)
NY
06/23/1999 - 09/30/2011
UBS SECURITIES LLC (NEW YORK NY)
NY
11/28/1997 - 07/01/1998
SMITH BARNEY INC. (NEW YORK NY)
NY
02/25/1994 - 07/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 05/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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