Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Neal is a financial advisor with The O.n. Equity Sales Co., located in Cincinnati, OH. Robert has been in the industry since April 23, 2013. Robert holds the Series 7 and SIE licenses and has been registered with FINRA since May 30, 2013. Previously, Robert worked for UBS Financial Services Inc. in Cincinnati, OH from March 5, 2013 until April 9, 2013.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
05/30/2013 - Present
THE O.n. Equity Sales Co. (Cincinnati OH)
OH
03/05/2013 - 04/09/2013
UBS FINANCIAL SERVICES INC. (CINCINNATI OH)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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