Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Matluck is a financial advisor with Morgan Stanley, located in Purchase, New York. Robert has been in the industry since 1986. Robert is registered with the following securities regulators: FINRA, New York, and Texas. Robert has a Series 7, 63, 65, 66 and 24 licenses. The advisor has a special focus on assisting clients with financial planning, asset allocation advice, and portfolio management for individuals and institutions. Robert is also a trustee for several trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
11/12/2021 - Present
Morgan Stanley (Purchase NY)
NY
09/27/2013 - 11/15/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WHITE PLAINS NY)
CT
01/06/2009 - 10/07/2013
UBS FINANCIAL SERVICES INC. (STAMFORD CT)
NY
01/23/2007 - 01/06/2009
COLLINS STEWART LLC. (NEW YORK NY)
NY
11/20/1989 - 05/12/2004
C.E. UNTERBERG, TOWBIN, LLC. (NEW YORK NY)
NY
01/26/1987 - 12/08/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
01/17/1985 - 02/10/1987
L. F. ROTHSCHILD, UNTERBERG, TOWBIN, INC.
NA
10/19/1983 - 01/15/1985
ADVEST, INC.
BOTH
Issued 01/28/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/04/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/02/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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