Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Malone is a financial advisor with over 25 years of experience in the industry. Robert currently works for Cetera Investment Advisers LLC and is registered in Colorado and Texas as an investment advisor representative. Robert has previously worked for Summit Brokerage Services, Inc., J.P. Turner & Company, L.L.C., Schneider Securities, Inc., Laidlaw Global Securities, Inc., R A F Financial Corporation, Paulson Investment Company, Inc., and Walford & Company, Inc.. Robert holds Series 63, 66, 7, and SIE licenses and specializes in providing financial and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
06/29/2023 - Present
Cetera Investment Advisers LLC (WESTMINSTER CO)
CO
09/02/2015 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (West Minster CO)
CO
09/30/2002 - 12/04/2015
J.P. TURNER & COMPANY, L.L.C. (WEST MINSTER CO)
CO
02/20/2001 - 09/30/2002
SCHNEIDER SECURITIES, INC. (DENVER CO)
NY
03/05/1996 - 09/09/1997
LAIDLAW GLOBAL SECURITIES, INC. (NEW YORK NY)
CO
06/13/1994 - 02/02/1996
R A F FINANCIAL CORPORATION (DENVER CO)
OR
01/21/1994 - 06/15/1994
PAULSON INVESTMENT COMPANY, INC. (PORTLAND OR)
NA
01/19/1994 - 01/25/1994
WALFORD & COMPANY, INC.
BOTH
Issued 01/09/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/06/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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