Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Michael Hughes is a financial professional with over 20 years of experience in the industry. Robert is currently registered with Northwestern Mutual Investment Services, LLC and is based in Chicago, IL. Robert has previously been registered with several other firms, including LINSCO/PRIVATE LEDGER CORP., AMERICAN EXPRESS FINANCIAL ADVISORS INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Robert holds several professional licenses and designations, including Series 7, Series 9, Series 10, Series 24, and Series 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IL
02/04/2008 - Present
Northwestern Mutual Investment Services, LLC (Chicago IL)
NC
10/11/2007 - 01/04/2008
LINSCO/PRIVATE LEDGER CORP. (CHARLOTTE NC)
IL
04/26/2004 - 09/26/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CHICAGO IL)
MN
01/23/2003 - 04/06/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
NY
09/10/2002 - 01/06/2003
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
MN
05/14/2001 - 08/22/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/14/2001 - 08/22/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
11/29/2000 - 05/09/2001
MAN FINANCIAL INC (NEW YORK NY)
NY
04/04/2000 - 12/14/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 09/25/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/22/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/15/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/28/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Robert Hughes is the right advisor for you? Invested Better is here to help.
