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Robert Michael Higueria

Empirical Wealth Management

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About Robert Michael Higueria

Robert Higueria is a financial advisor at Empirical Wealth Management, an SEC-registered investment advisor located in Seattle, Washington. Robert has been in the financial services industry since 2010 and has a broad range of experience, having worked for several well-known financial institutions. Robert is a Registered Investment Advisor (IA) in Washington and has passed the Series 63, Series 66, Series 7, and SIE exams.

Firm Information

Robert Higueria is currently registered with Empirical Wealth Management. Empirical Wealth Management is a Seattle, Washington-based firm managing over $5.5 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, pooled investment vehicles, and charitable organizations. Their services encompass financial planning, portfolio management, pension consulting, and tax preparation. With a team of 59 investment advisors, they provide customized investment solutions tailored to individual needs and risk tolerances.
Empirical Wealth Management

1420 5TH AVE

SEATTLE, WA 98101

$5.53B

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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tax preparation and insurance services

Tax preparation and insurance services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Robert Higueria’s Registration & Firm History

WA

06/17/2024 - Present

Empirical Wealth Management (SEATTLE WA)

WA

09/11/2020 - 06/20/2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SEATTLE WA)

WA

06/26/2015 - 06/05/2019

WELLS FARGO CLEARING SERVICES, LLC (BAINBRIDGE ISLAND WA)

ID

10/10/2013 - 06/12/2015

U.S. BANCORP INVESTMENTS, INC. (COEUR D'ALENE ID)

ID

11/24/2010 - 10/07/2013

SCOTTRADE, INC. (COEUR D'ALENE ID)

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Licenses & Designations

BOTH

Issued 10/06/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/13/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/23/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Robert Michael Higueria.
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