Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Michael Gauthier is a financial professional with over 38 years of experience in the financial services industry. Robert Gauthier is currently registered with Cetera Investment Advisers LLC and Cetera Advisor Networks LLC. Robert Michael Gauthier is also the owner of RMG Financial Services, an S-Corp that provides fixed insurance products, life insurance, annuities and long-term care insurance, and RMG Financial Services Inc. dba Gauthier Wealth Partners, a financial services firm. Robert Michael Gauthier has a strong background in investments, with experience in a variety of financial products and services, including securities, investment company products, variable contracts, and fixed insurance products. Robert Michael Gauthier is a Certified Financial Planner and holds Series 6, 7, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
06/29/2023 - Present
Cetera Investment Advisers LLC (VERNON HILLS IL)
CA
01/23/2001 - 07/21/2006
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
KS
07/20/1999 - 11/28/2000
SECURITY DISTRIBUTORS, INC. (TOPEKA KS)
CT
07/03/1985 - 06/14/1999
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
NA
11/23/1983 - 08/03/1984
FIRST INVESTORS CORPORATION
IA
Issued 06/15/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/22/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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