Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Gass is a financial professional with over 20 years of experience in the industry. He has been registered with Scotia Capital (usa) Inc. since December 2014 and previously worked at GECC Capital Markets Group, Inc. in Norwalk, Connecticut. Robert Gass holds a variety of licenses and certifications, including Series 63, 24, 79, and 22. He is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
12/12/2014 - Present
Scotia Capital (usa) Inc. (HOUSTON TX)
CT
09/09/1996 - 05/04/1999
GECC CAPITAL MARKETS GROUP, INC. (NORWALK CT)
BC
Issued 07/14/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/06/1996
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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