Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Michael Garcia is a financial advisor with Cuso Financial Services, LP. Robert has been in the financial services industry since 2007 and has experience working with individuals, families, and businesses. He is registered to offer securities and investment advisory services in multiple states. Robert has passed the Series 7 and 66 exams, and he holds the SIE designation. He specializes in offering financial planning, pension consulting, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/13/2023 - Present
Cuso Financial Services, LP (TUSTIN CA)
CA
11/22/2016 - 02/06/2023
WESCOM FINANCIAL SERVICES (TUSTIN CA)
CA
12/10/2015 - 11/29/2016
CALTON & ASSOCIATES, INC. (Mission Viejo CA)
CA
03/20/2013 - 11/20/2015
J.P. MORGAN SECURITIES LLC (MISSION VIEJO CA)
CA
11/03/2011 - 03/05/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RANCHO SANTA MARGARITA CA)
CA
01/03/2011 - 09/27/2011
WELLS FARGO ADVISORS, LLC (LAGUNA NIGUEL CA)
CA
07/18/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (LAGUNA NIGUEL CA)
BOTH
Issued 08/27/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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