Unclaimed
Robert Michael Erb is a registered representative with Ernst & Young Capital Advisors, LLC. Robert has been in the securities industry since 2011. Robert has Series 79, Series 63 and SIE licenses. Robert is registered with the following states: Arkansas, California, Connecticut, District of Columbia, Illinois, Indiana, Louisiana, Maryland, Massachusetts, Mississippi, New Jersey, New York, North Carolina, Pennsylvania, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/24/2017 - Present
Ernst & Young Capital Advisors, LLC (New York NY)
NC
07/29/2011 - 07/09/2013
ERNST & YOUNG CAPITAL ADVISORS, LLC (CHARLOTTE NC)
BC
Issued 03/20/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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