Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Dougherty is a financial advisor with Aegis Capital Corp. Robert has been working in the financial services industry since 1981. Robert has experience in portfolio management, financial planning and selection of other advisors for individuals, corporations, and pooled investment vehicles. Robert is registered to provide investment advice in California, District of Columbia, Florida, Illinois, Maryland, Michigan, North Carolina, Pennsylvania, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MD
06/12/2020 - Present
Aegis Capital Corp. (TIMONIUM MD)
DC
08/05/2016 - 06/19/2020
OPPENHEIMER & CO. INC. (WASHINGTON DC)
MD
06/07/2013 - 09/01/2016
CAPITAL PORTFOLIO MANAGEMENT, INC. (TIMONIUM MD)
MD
10/17/2008 - 06/10/2013
CHAPIN, DAVIS (BALTIMORE MD)
MD
01/01/2008 - 10/24/2008
WACHOVIA SECURITIES, LLC (BALTIMORE MD)
MD
01/21/2000 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BALTIMORE MD)
NY
02/12/1996 - 02/10/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MD
12/11/1989 - 02/06/1996
FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)
NJ
09/30/1981 - 01/02/1990
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
05/10/1984 - 06/25/1986
KIDDER, PEABODY & CO. INCORPORATED
IA
Issued 03/07/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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