Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Dick is a financial advisor with Raymond James Financial Services Advisors, Inc., with over 30 years of experience in the financial services industry. Robert has been registered with Raymond James Financial Services Advisors, Inc. since 2009 and has previously held positions at American Investment Services, Inc., Financial Advantage Brokerage Services, Inc and The O.N. Equity Sales Company. Robert is a Certified Financial Planner and holds Series 6, 7, 24, 51, and 63 licenses. Robert specializes in providing financial planning, portfolio management, pension consulting, and educational seminars to individuals, businesses, and corporations. Robert's office is located in Minot, North Dakota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
ND
01/26/2016 - Present
Raymond James Financial Services Advisors, Inc. (MINOT ND)
OK
05/17/1997 - 10/12/2000
AMERICAN INVESTMENT SERVICES, INC. (OKLAHOMA CITY OK)
CO
04/19/1995 - 05/17/1997
FINANCIAL ADVANTAGE BROKERAGE SERVICES, INC (GREENWOOD VILLAGE CO)
OH
11/03/1988 - 06/13/1995
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
BC
Issued 10/20/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/19/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/1996
Series 7 - General Securities Representative Examination
BC
Issued 10/21/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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