Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Michael Cook is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Robert has been in the financial services industry since April 11, 2003, with experience at several firms including Fifth Third Securities, Inc., Cetera Investment Services LLC, Morgan Keegan & Company, Inc. and AmSouth Investment Services, Inc.. Robert holds Series 6, 7, 24, 63, and 66 licenses and is registered in several states, including Tennessee, Alabama, Colorado, Florida, Georgia, Illinois, Mississippi, New York, North Carolina, Pennsylvania, and Virginia. Robert is a board member for Second Harvest Food Bank of Middle Tennessee, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
03/09/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BRENTWOOD TN)
TN
10/11/2013 - 12/23/2020
FIFTH THIRD SECURITIES, INC. (NASHVILLE TN)
TN
04/23/2013 - 10/07/2013
CETERA INVESTMENT SERVICES LLC (NASHVILLE TN)
AL
02/13/2007 - 03/31/2012
MORGAN KEEGAN & COMPANY, INC. (BIRMINGHAM AL)
TN
03/03/2003 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (FRANKLIN TN)
MA
07/16/2001 - 09/12/2002
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BOTH
Issued 02/07/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/23/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2005
Series 7 - General Securities Representative Examination
BC
Issued 07/13/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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