Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Michael Congdon is a financial professional who has been working in the financial industry since 2009. Currently, Robert is registered with Cetera Investment Services LLC as a Broker. In the past, Robert was also registered with LPL Financial LLC, ASCENSUS FINANCIAL SERVICES, LLC., CADARET, GRANT & CO., INC., and AMERICAN UNITED LIFE INSURANCE COMPANY. Robert holds the Series 6, SIE, and Series 63 licenses. Robert's area of expertise is in investment company products and variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IN
01/20/2022 - Present
Cetera Investment Services LLC (WARSAW IN)
IN
02/08/2019 - 07/02/2020
LPL FINANCIAL LLC (FORT WAYNE IN)
PA
01/21/2016 - 03/21/2018
ASCENSUS FINANCIAL SERVICES, LLC. (DRESHER PA)
NY
12/01/1998 - 06/06/2006
CADARET, GRANT & CO., INC. (SYRACUSE NY)
IN
10/04/1995 - 12/06/1996
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
BC
Issued 06/21/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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