Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Michael Bulloch is an investment advisor representative, licensed in North Carolina and Ohio. He is currently registered with SB Advisory, LLC. Robert has been in the financial services industry since 1995. Previously, Robert was employed by LPL Financial LLC, Infinity Financial Services, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. Robert is a Series 7, Series 9, Series 10, Series 31, Series 63, and Series 65 licensed advisor. Robert is a specialist in Portfolio Management for Individuals, Financial Planning, and Selection of Other Advisors. He has over 2,000 clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
02/10/2021 - Present
SB Advisory, LLC (RALEIGH NC)
NC
01/13/2017 - 11/30/2020
INFINITY FINANCIAL SERVICES (Raleigh NC)
NC
02/26/2010 - 11/01/2016
LPL FINANCIAL LLC (RALEIGH NC)
NC
06/01/2009 - 03/11/2010
MORGAN STANLEY SMITH BARNEY (RALEIGH NC)
NC
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RALEIGH NC)
NC
10/20/1994 - 04/02/2007
MORGAN STANLEY DW INC. (RALEIGH NC)
IA
Issued 07/27/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/10/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 10/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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