Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Bruzik is a financial advisor with Alight Financial Advisors, LLC based in Charlotte, North Carolina. Robert has been in the financial industry since 1995 and has a wide range of experience, holding licenses and registrations in both North Carolina and Illinois. Robert has specialized in providing financial planning, portfolio management, and educational seminars for individuals. Robert is also a Certified Financial Planner and a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees and related services
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2
NC
08/23/2024 - Present
Alight Financial Advisors, LLC (CHARLOTTE NC)
NC
03/03/2023 - 05/23/2024
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
IL
07/22/2021 - 01/27/2023
ALIGHT FINANCIAL SOLUTIONS, LLC (CHICAGO IL)
NC
04/24/2020 - 06/29/2021
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
03/16/2018 - 06/14/2018
BB&T SECURITIES, LLC (CHARLOTTE NC)
NC
12/12/2007 - 01/18/2017
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
MO
10/01/2000 - 12/31/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
05/29/1996 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
PA
02/05/1992 - 08/30/1994
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
NA
07/12/1988 - 01/31/1992
MONARCH SECURITIES, INC.
IA
Issued 03/18/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/23/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/14/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2014
Series 7 - General Securities Representative Examination
BC
Issued 07/11/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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