Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Brennan is a financial professional with over 25 years of experience in the financial services industry. Robert is currently registered with Emerson Equity LLC and has a broad range of experience with individual clients, pension and profit-sharing plans, high-net-worth individuals, and other investors. Robert also provides financial planning, portfolio management for individuals, educational seminars, and management of private placement life insurance/insurance dedicated funds.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Management of private placement life insurance / insurance dedicated funds (single investor private funds)
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/15/2020 - Present
Emerson Equity LLC (SAN MATEO CA)
CA
04/01/2019 - 12/31/2019
CR CAPITAL DISTRIBUTORS, LLC (NEWPORT BEACH CA)
CO
06/27/2018 - 03/29/2019
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CA
04/02/2013 - 06/08/2018
GRIFFIN CAPITAL SECURITIES, LLC (IRVINE CA)
NY
12/11/2004 - 04/16/2013
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
CA
07/31/2001 - 12/11/2004
METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)
NJ
11/28/2000 - 08/24/2001
NYLIFE DISTRIBUTORS INC. (JERSEY CITY NJ)
NY
11/28/2000 - 08/23/2001
NYLIFE SECURITIES INC. (NEW YORK NY)
NY
03/24/2000 - 07/20/2000
LYNCH, JONES & RYAN, INC. (NEW YORK NY)
TX
04/20/1994 - 03/23/2000
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
IA
Issued 03/20/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/1998
Series 4 - Registered Options Principal Examination
BC
Issued 11/18/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/03/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1994
Series 7 - General Securities Representative Examination
BC
Issued 03/17/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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