Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Michael Bertino is an investment advisor representative with UBS Financial Services Inc., working primarily in the Houston, Texas area. Robert has been in the financial services industry since 1994 and holds several licenses and certifications including Series 3, 7, 63, and 65. Robert has held previous roles with Goldman, Sachs & Co. and Lehman Brothers Inc. Robert is a specialist in working with clients of different types including corporations, businesses, high-net-worth individuals, insurance companies, charitable organizations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
02/22/2008 - Present
UBS Financial Services Inc. (HOUSTON TX)
NY
02/08/1996 - 04/04/2008
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
10/25/1994 - 11/13/1995
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
10/25/1994 - 10/23/1995
LEHMAN GOVERNMENT SECURITIES INC.
IA
Issued 07/12/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/1996
Series 3 - National Commodity Futures Examination
BC
Issued 11/10/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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