Unclaimed
Robert Michael Bamford is a registered representative with Smbc Nikko Securities America, Inc. Robert has been in the securities industry since 2019 and is registered in 51 states and the District of Columbia. Robert holds the Series 63, Series 79TO, and SIE exams. Robert is currently located in New York, NY and has been with Smbc Nikko Securities America, Inc. since 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/21/2023 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
12/13/2019 - 11/22/2021
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
BC
Issued 01/24/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/15/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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