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Robert Meegan Dowd

Vision Financial Markets LLC

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About Robert Meegan Dowd

Robert Dowd is a registered representative with Vision Financial Markets LLC. Robert has been in the financial services industry since 1997 and has extensive experience in the securities industry. Robert holds Series 7, Series 55, Series 63, Series 99TO, and Series 57TO licenses. Robert is registered to conduct business in Connecticut and New York. Previous employers include KDC Securities, LP, Prudential Bache Securities, LLC, Daiwa Securities America Inc., and Nomura Securities International, Inc.

Firm Information

Robert Dowd is currently registered with Vision Financial Markets LLC. Vision Financial Markets LLC is a Limited Liability Company that was formed on May 15, 2006. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. Vision Financial Markets LLC has been the subject of 30 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

38

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Dowd’s Registration & Firm History

NY

04/19/2012 - Present

Vision Financial Markets LLC (New York NY)

NY

01/03/2012 - 03/29/2012

KDC SECURITIES, LP (NEW YORK NY)

NY

09/28/2005 - 03/30/2011

PRUDENTIAL BACHE SECURITIES, LLC (NEW YORK NY)

NY

06/02/2004 - 07/19/2005

DAIWA SECURITIES AMERICA INC. (NEW YORK NY)

NY

07/02/1996 - 05/26/2004

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/17/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/14/2005

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/01/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE National, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Robert Meegan Dowd.
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