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Robert McMullin

Garden State Securities, Inc.

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About Robert McMullin

Robert McMullin is a financial professional with over 35 years of experience in the securities industry. Robert is currently registered with Garden State Securities, Inc. in Red Bank, New Jersey. Robert has held previous roles at several firms, including Financial Northeastern Securities, Inc. and RCAP Securities, Inc. Robert is licensed to conduct business in New Jersey and has passed several industry exams including Series 6, 7, 27, 55, 57TO, 63, 99TO, and SIE.

Firm Information

Robert McMullin is currently registered with Garden State Securities, Inc.. Garden State Securities, Inc. is a Corporation that was formed on March 1, 1980. They are registered with the SEC and have a presence in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert McMullin’s Registration & Firm History

NJ

06/18/2024 - Present

Garden State Securities, Inc. (RED BANK NJ)

NJ

06/07/2024 - 06/25/2024

FINANCIAL NORTHEASTERN SECURITIES, INC. (FAIRFIELD NJ)

NJ

03/09/2017 - 05/31/2024

GARDEN STATE SECURITIES, INC. (RED BANK NJ)

NY

03/16/2011 - 10/05/2016

RCAP SECURITIES, INC. (NEW YORK NY)

NY

08/11/2006 - 11/13/2009

HAPOALIM SECURITIES USA, INC. (NEW YORK NY)

NJ

07/28/2004 - 06/30/2005

PERSHING LLC (JERSEY CITY NJ)

NJ

04/17/1996 - 07/29/2004

PERSHING TRADING COMPANY, L.P. (JERSEY CITY NJ)

NA

07/24/1992 - 04/24/1996

UJB DISCOUNT BROKERAGE CO.

NY

08/27/1990 - 08/03/1992

EQUICO SECURITIES, INC. (NEW YORK NY)

NY

08/27/1990 - 08/03/1992

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

NY

08/11/1988 - 08/21/1990

PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)

MA

09/09/1986 - 06/07/1988

SELIGMAN MARKETING, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 07/29/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/11/1995

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/07/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/21/1987

Series 7 - General Securities Representative Examination

BC

Issued 09/08/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert McMullin.
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