Unclaimed
Robert McMullin is a financial professional with over 35 years of experience in the securities industry. Robert is currently registered with Garden State Securities, Inc. in Red Bank, New Jersey. Robert has held previous roles at several firms, including Financial Northeastern Securities, Inc. and RCAP Securities, Inc. Robert is licensed to conduct business in New Jersey and has passed several industry exams including Series 6, 7, 27, 55, 57TO, 63, 99TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
06/18/2024 - Present
Garden State Securities, Inc. (RED BANK NJ)
NJ
06/07/2024 - 06/25/2024
FINANCIAL NORTHEASTERN SECURITIES, INC. (FAIRFIELD NJ)
NJ
03/09/2017 - 05/31/2024
GARDEN STATE SECURITIES, INC. (RED BANK NJ)
NY
03/16/2011 - 10/05/2016
RCAP SECURITIES, INC. (NEW YORK NY)
NY
08/11/2006 - 11/13/2009
HAPOALIM SECURITIES USA, INC. (NEW YORK NY)
NJ
07/28/2004 - 06/30/2005
PERSHING LLC (JERSEY CITY NJ)
NJ
04/17/1996 - 07/29/2004
PERSHING TRADING COMPANY, L.P. (JERSEY CITY NJ)
NA
07/24/1992 - 04/24/1996
UJB DISCOUNT BROKERAGE CO.
NY
08/27/1990 - 08/03/1992
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
08/27/1990 - 08/03/1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
08/11/1988 - 08/21/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
MA
09/09/1986 - 06/07/1988
SELIGMAN MARKETING, INC. (BOSTON MA)
BC
Issued 07/29/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/1995
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
BC
Issued 09/08/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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