Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert McGrath Drake is a financial advisor with over 30 years of experience in the industry. Robert is currently registered with Wells Fargo Clearing Services, LLC and holds a Series 7, Series 3, Series 63, and Series 65 license. Robert is also a registered representative in Florida and Texas, and an investment advisor representative in Florida and Texas. Robert has previously worked for First Union Brokerage Services, Inc., CitiCorp Investment Services, First Colonial Securities Group, Inc., and Dean Witter Reynolds Inc. Robert provides investment consulting services to institutional clients, and offers financial planning, pension consulting and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/11/2015 - Present
Wells Fargo Clearing Services, LLC (FORT LAUDERDALE FL)
NC
12/09/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
09/01/1995 - 12/17/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
FL
05/05/1995 - 09/05/1995
FIRST COLONIAL SECURITIES GROUP, INC. (BOCA RATON FL)
NY
02/21/1991 - 07/27/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 03/22/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/13/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1992
Series 3 - National Commodity Futures Examination
BC
Issued 02/19/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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