Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Maynard Penewell is a financial advisor with Wells Fargo Clearing Services, LLC. Robert has been in the industry for over 40 years and is licensed to conduct business in multiple states. Robert has a broad range of experience in the financial services industry, including previous roles at Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Lehman Brothers Inc. and E. F. Hutton & Company Inc. Robert is also a Registered Representative of Wells Fargo Advisors LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/25/2013 - Present
Wells Fargo Clearing Services, LLC (NEWPORT BEACH CA)
CA
06/01/2009 - 04/29/2010
MORGAN STANLEY SMITH BARNEY (NEWPORT BEACH CA)
CA
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEWPORT BEACH CA)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
07/01/1977 - 04/11/1988
E. F. HUTTON & COMPANY INC
IA
Issued 03/25/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/20/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/1984
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1977
PC - AMEX Put and Call Exam
BC
Issued 06/18/1977
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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