Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Maurice Surprenant is a financial advisor at Commonwealth Financial Network. Robert Maurice Surprenant has been in the financial industry since 1995 and has a broad range of experience in the industry. Robert Maurice Surprenant holds various licenses and certifications, including Series 7, Series 8, Series 24, Series 4, Series 63, and Series 66. Robert Maurice Surprenant specializes in providing financial planning, portfolio management, and pension consulting services to individuals, corporations, and charitable organizations. Commonwealth Financial Network is a Registered Investment Adviser and Broker-Dealer with a wide range of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
01/08/2021 - Present
Commonwealth Financial Network (WARWICK RI)
RI
09/19/2012 - 01/14/2021
SANTANDER SECURITIES LLC (PROVIDENCE RI)
MA
03/02/2018 - 03/16/2018
QUESTAR CAPITAL CORPORATION (NORTH ATTLEBORO MA)
RI
09/19/2011 - 09/19/2012
LPL FINANCIAL LLC (SMITHFIELD RI)
RI
11/11/2010 - 08/04/2011
WADDELL & REED, INC. (WEST WARWICK RI)
RI
04/30/2009 - 11/15/2010
WELLS FARGO ADVISORS, LLC (PROVIDENCE RI)
RI
08/17/2006 - 05/01/2009
METLIFE SECURITIES INC. (WARWICK RI)
RI
08/17/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (PROVIDENCE RI)
TX
11/17/2005 - 07/06/2006
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
RI
07/28/1999 - 11/18/2005
SCOTTRADE, INC. (PROVIDENCE RI)
NE
10/24/1995 - 01/21/1999
WATERHOUSE SECURITIES, INC. (OMAHA NE)
MO
07/31/1995 - 09/15/1995
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
NE
02/22/1995 - 03/15/1995
SECURITIES AMERICA, INC. (LAVISTA NE)
BOTH
Issued 01/11/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/02/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2005
Series 4 - Registered Options Principal Examination
BC
Issued 09/11/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/02/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Robert Surprenant is the right advisor for you? Invested Better is here to help.
