Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Waters is a financial advisor with over 13 years of experience in the financial services industry. Robert is currently registered with Raymond James & Associates, Inc. and is licensed to provide securities and investment advisory services in Florida. Robert has held previous positions with several other firms including: ScotTrade, Inc., Ridgeworth Distributors LLC, Aquila Distributors, Inc., FTAM Funds Distributor, Inc., Russell Financial Services, Inc., Part of Russell Investments, and Banc of America Investment Services, Inc. Robert has a broad range of experience in the financial services industry and is committed to providing his clients with personalized financial advice and solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/28/2017 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
KY
03/01/2016 - 04/12/2017
SCOTTRADE, INC. (LOUISVILLE KY)
GA
03/24/2014 - 02/29/2016
RIDGEWORTH DISTRIBUTORS LLC (ATLANTA GA)
NY
06/25/2012 - 03/17/2014
AQUILA DISTRIBUTORS, INC. (NEW YORK NY)
OH
07/30/2010 - 06/25/2012
FTAM FUNDS DISTRIBUTOR, INC. (CINCINNATI OH)
FL
10/07/2008 - 07/09/2010
RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS (TAMPA FL)
FL
07/15/2008 - 10/03/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (TAMPA FL)
FL
02/16/2005 - 07/18/2008
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BOTH
Issued 02/10/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/30/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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