Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Bainey is a financial advisor with Stifel, Nicolaus & Company, Inc. Robert has been in the industry for over 25 years and has experience with a variety of financial products and services. Robert has held previous positions at RBC Capital Markets, LLC, Ferris, Baker Watts, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and A. G. Edwards & Sons, Inc. Robert is registered with the state of Pennsylvania and Texas. Robert can assist clients with a variety of financial needs, including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
01/02/2019 - Present
Stifel, Nicolaus & Company, Inc. (ALTOONA PA)
PA
03/13/2009 - 03/11/2016
RBC CAPITAL MARKETS, LLC (HOLLIDAYSBURG PA)
PA
11/14/2000 - 03/13/2009
FERRIS, BAKER WATTS, LLC (HOLLIDAYSBURG PA)
NY
09/04/1998 - 11/20/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
09/16/1996 - 09/10/1998
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 08/22/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2011
Series 3 - National Commodity Futures Examination
BC
Issued 07/19/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 09/13/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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