Unclaimed
Robert Mathias Pilles is a securities professional with over 25 years of experience in the industry. He is currently registered with Wolverine Trading, LLC, a firm based in Chicago, Illinois. Robert Pilles is also a registered representative with FINRA. He has passed the Series 7, Series 63, SIE and Series 57TO exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
06/05/2021 - Present
Wolverine Trading, LLC (CHICAGO IL)
NY
04/09/1996 - 07/25/1996
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 04/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2021
Series 57TO - Securities Trader Exam
BC
Issued 05/23/2021
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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