Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Martin Sweeney is an investment advisor representative with Wells Fargo Clearing Services, LLC. Robert has been in the financial industry since 1988. Robert is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) as an investment advisor representative. Robert holds the Series 7, 9, 10, 24, 27, 52, 53, 63, 65, 99 licenses. Robert has previously worked at Lincoln Financial Advisors Corporation, Lincoln Financial Securities Corporation, Janney Montgomery Scott LLC, RBC Dain Rauscher Inc., Tucker Anthony Incorporated, and Gibraltar Securities Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
01/13/2023 - Present
Wells Fargo Clearing Services, LLC (PHILADELPHIA PA)
PA
02/14/2022 - 10/06/2022
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
PA
06/13/2016 - 02/08/2022
LINCOLN FINANCIAL ADVISORS CORPORATION (PHILADELPHIA PA)
PA
06/10/2016 - 02/08/2022
LINCOLN FINANCIAL SECURITIES CORPORATION (PHILADELPHIA PA)
CT
08/28/2008 - 01/20/2015
JANNEY MONTGOMERY SCOTT LLC (NEW HAVEN CT)
NJ
03/09/2002 - 03/12/2007
RBC DAIN RAUSCHER INC. (SHREWSBURY NJ)
MA
09/01/1999 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NJ
12/18/1984 - 09/01/1999
GIBRALTAR SECURITIES CO. (FLORHAM PARK NJ)
IA
Issued 04/13/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/10/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/27/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/10/1986
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/15/1985
Series 24 - General Securities Principal Examination
BC
Issued 05/22/1985
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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