Unclaimed
Robert Martin Kay is a financial professional with over 28 years of experience in the securities industry. Kay is currently registered with Santander US Capital Markets LLC and holds a Series 7, Series 10, Series 24, and Series 79TO license. Kay previously worked at Credit Suisse Securities (USA) LLC and CSFP Capital, Inc.. Kay is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/10/2023 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
09/26/1995 - 10/20/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/26/1995 - 11/03/1995
CSFP CAPITAL, INC. (NEW YORK NY)
BC
Issued 12/18/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/31/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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