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Robert Martin Hartman

Broadridge Business Process Outsourcing, LLC

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About Robert Martin Hartman

Robert Martin Hartman is a registered representative with Broadridge Business Process Outsourcing, LLC. Robert has been in the securities industry since July 9, 2014. Robert holds the Securities Industry Essentials Examination (SIE) and the Series 99 (Operations Professional Examination). Robert is located in Edgewood, NY.

Firm Information

Robert Hartman is currently registered with Broadridge Business Process Outsourcing, LLC. Broadridge Business Process Outsourcing, LLC is a Limited Liability Company formed in 2001-04-06. The firm is registered in California, Colorado, Illinois, New Jersey, New York, and Texas. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

109

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Hartman’s Registration & Firm History

NY

07/09/2014 - Present

Broadridge Business Process Outsourcing, LLC (Edgewood NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/09/2014

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Martin Hartman.
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