Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Mark Wheatley is a registered investment advisor representative with LPL Financial LLC. Robert has been in the financial services industry since October 15, 2008 and has been associated with LPL Financial LLC since July 2018. Robert holds Series 66, SIE and Series 7 licenses. Prior to LPL Financial LLC, Robert was registered with CETERA ADVISORS LLC, MML INVESTORS SERVICES, LLC, HORNOR, TOWNSEND & KENT, INC., and AMERIPRISE FINANCIAL SERVICES, INC. Robert's areas of specialization include 1, 2, 3, 4, 5, and 6.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
07/31/2018 - Present
LPL Financial LLC (RICHMOND VA)
VA
01/03/2011 - 08/15/2018
CETERA ADVISORS LLC (RICHMOND VA)
VA
05/08/2009 - 01/11/2011
MML INVESTORS SERVICES, LLC (GLEN ALLEN VA)
VA
02/09/2009 - 04/17/2009
HORNOR, TOWNSEND & KENT, INC. (GLEN ALLEN VA)
VA
08/26/2008 - 01/08/2009
AMERIPRISE FINANCIAL SERVICES, INC. (RICHMOND VA)
BOTH
Issued 10/25/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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