Unclaimed
Robert Vandy is a financial professional with over 20 years of experience in the financial services industry. Robert is currently registered with The Leaders Group, Inc. and holds Series 6, 6TO, and SIE licenses. Robert is also licensed to sell securities in the state of New York. Robert has previously worked with State Farm VP Management Corp., MONY Securities Corp., PRUCO Securities Corporation, and The Prudential Insurance Company of America.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
03/01/2021 - Present
THE Leaders Group, Inc. (LITTLETON CO)
IL
04/14/1999 - 02/24/2003
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
NY
05/05/1993 - 09/01/1994
MONY SECURITIES CORP. (NEW YORK NY)
NJ
03/22/1990 - 04/12/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
03/22/1990 - 04/12/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 05/04/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/04/2021
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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