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Robert Mark Vandy

THE Leaders Group, Inc.

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About Robert Mark Vandy

Robert Vandy is a financial professional with over 20 years of experience in the financial services industry. Robert is currently registered with The Leaders Group, Inc. and holds Series 6, 6TO, and SIE licenses. Robert is also licensed to sell securities in the state of New York. Robert has previously worked with State Farm VP Management Corp., MONY Securities Corp., PRUCO Securities Corporation, and The Prudential Insurance Company of America.

Firm Information

Robert Vandy is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Vandy’s Registration & Firm History

CO

03/01/2021 - Present

THE Leaders Group, Inc. (LITTLETON CO)

IL

04/14/1999 - 02/24/2003

STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)

NY

05/05/1993 - 09/01/1994

MONY SECURITIES CORP. (NEW YORK NY)

NJ

03/22/1990 - 04/12/1993

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

03/22/1990 - 04/12/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

BC

Issued 05/04/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/01/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/04/2021

SIE - Securities Industry Essentials Examination

BC

Issued 04/13/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Mark Vandy.
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