Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Mark Joseph is a financial professional with over 10 years of experience in the industry. Currently, Robert is a registered representative with U.s. Bancorp Advisors, LLC. Robert has a wealth of experience in the financial services industry, having previously held positions with Guggenheim Securities, LLC, Vanguard Marketing Corporation, and E*TRADE Securities LLC. Robert holds a variety of licenses and certifications, including Series 66, 63, 52TO, 7, and 55. Robert's clients include high-net-worth individuals, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
05/20/2016 - Present
U.s. Bancorp Advisors, LLC (LOS ANGELES CA)
CA
04/23/2013 - 01/15/2015
GUGGENHEIM SECURITIES, LLC (ENCINO CA)
NC
10/10/2011 - 04/05/2012
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
NC
08/28/2008 - 03/18/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
09/28/2006 - 07/10/2008
E*TRADE SECURITIES LLC (CHARLOTTE NC)
BOTH
Issued 05/20/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/24/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/2023
Series 24 - General Securities Principal Examination
BC
Issued 07/29/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2011
Series 7 - General Securities Representative Examination
BC
Issued 12/13/2007
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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