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Robert Mark Henderson

Tradition Securities AND Derivatives LLC

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About Robert Mark Henderson

Robert Henderson is a registered representative with Tradition Securities And Derivatives LLC. Robert has been in the securities industry since October 20, 2006 and has experience working with various financial institutions. Robert has Series 3, 7 and 63 licenses. Robert has held positions at Tullett Prebon Financial Services LLC, Tradition Asiel Securities Inc., Standard Credit Securities Inc., and Morgan Stanley & Co. Incorporated.

Firm Information

Robert Henderson is currently registered with Tradition Securities AND Derivatives LLC. Tradition Securities AND Derivatives LLC is a Limited Liability Company formed on March 30, 1989. The firm is registered with the SEC and in 44 states.

Not reported

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Henderson’s Registration & Firm History

NY

08/04/2016 - Present

Tradition Securities AND Derivatives LLC (New York NY)

NJ

10/13/2015 - 07/05/2016

TULLETT PREBON FINANCIAL SERVICES LLC (JERSEY CITY NJ)

NY

09/29/2014 - 09/04/2015

TRADITION ASIEL SECURITIES INC. (NEW YORK NY)

NY

10/14/2009 - 10/01/2014

STANDARD CREDIT SECURITIES INC. (NEW YORK NY)

NY

01/02/2014 - 09/29/2014

TRADITION ASIEL SECURITIES INC. (NEW YORK NY)

NY

08/15/2006 - 10/15/2009

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/11/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/19/2016

Series 3 - National Commodity Futures Examination

BC

Issued 08/14/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Mark Henderson.
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