Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Mark Gilbert is an active investment advisor registered in 38 states and the District of Columbia. Gilbert is currently associated with Wells Fargo Clearing Services, LLC. Robert Mark Gilbert has been in the securities industry since June 8, 1994 and holds the Series 7, 31, 63, and 65 licenses. Gilbert was previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Prudential Securities Incorporated. In addition to his current and previous registrations, Gilbert has also completed the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/10/2015 - Present
Wells Fargo Clearing Services, LLC (SAN DIEGO CA)
CA
11/03/1995 - 01/20/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RANCHO SANTA FE CA)
NY
06/09/1994 - 11/13/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 07/19/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 06/08/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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