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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Mark Cotter is a financial advisor with over 30 years of experience in the financial services industry. Robert Cotter has been a registered representative since 1993 and has worked at a number of firms, including Legg Mason Wood Walker, Incorporated, Dean Witter Reynolds Inc., and Citigroup Global Markets Inc. Robert Cotter is currently registered with Wells Fargo Clearing Services, LLC. Robert Cotter's expertise includes portfolio management, financial planning, and investment consulting. Robert Cotter also holds Series 7, 9, 10, 31, 63 and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
04/26/2011 - Present
Wells Fargo Clearing Services, LLC (WORCESTER MA)
MA
02/21/2006 - 08/14/2008
CITIGROUP GLOBAL MARKETS INC. (WORCESTER MA)
MD
11/01/1996 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
02/23/1993 - 11/06/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 11/03/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/03/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 02/19/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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