Unclaimed
Robert Marino is a financial advisor with Morgan Stanley & Co. LLC. Robert has over 20 years of experience in the financial services industry. Robert is a Series 7, Series 63, Series 24, Series 55, and Series 99TO licensed professional. Robert has previously worked at Citigroup Global Markets Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
12/19/2023 - Present
Morgan Stanley & Co. LLC (Baltimore MD)
NY
06/13/2023 - 12/07/2023
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/06/2020 - 05/11/2021
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
FL
08/13/2018 - 10/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PONTE VEDRA BEACH FL)
FL
06/03/2010 - 07/25/2018
DEUTSCHE BANK SECURITIES INC. (JACKSONVILLE FL)
NY
04/18/2001 - 06/15/2010
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
06/01/2000 - 03/06/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BOTH
Issued 08/31/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2004
Series 24 - General Securities Principal Examination
BC
Issued 06/13/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/31/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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