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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Samuels is an investment advisor representative currently associated with CHARLES SCHWAB & CO., INC. in Phoenix, Arizona. Robert has been in the securities industry for over 20 years and has worked at several firms including UBS Financial Services Inc., Morgan Stanley DW Inc. and Victory Capital Advisors, Inc. Robert holds the Series 63, 65, 66 and 24 licenses, and the SIE and Series 7 registrations. Robert has been with CHARLES SCHWAB & CO., INC. since 2016. The firm is headquartered in San Francisco and offers financial planning, selection of other advisors, and other investment advisory services. The firm is a wrap fee program sponsor and a financial planning advisor referral program.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
AZ
09/02/2016 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
OH
09/24/2014 - 07/22/2016
VICTORY CAPITAL ADVISERS, INC. (BROOKLYN OH)
CO
01/02/2014 - 09/04/2014
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC. (DENVER CO)
CO
03/02/2011 - 12/31/2013
ALPS DISTRIBUTORS, INC. (DENVER CO)
NJ
11/28/2006 - 04/08/2010
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
05/25/2005 - 11/13/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
06/16/1999 - 11/14/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 9/29/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 7/1/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/1/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/16/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/24/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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