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Robert Marc Samuels

Charles Schwab & CO., Inc.

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About Robert Marc Samuels

Robert Samuels is a financial advisor with Charles Schwab & Co., Inc., based in Phoenix, Arizona. Robert has been working in the financial industry since 2003. Robert holds Series 7, 63, 65 and 66 licenses. Robert is also a General Securities Principal. Prior to joining Charles Schwab & Co., Inc., Robert worked at Victory Capital Advisors, Inc. and ALPS Portfolio Solutions Distributor, Inc.

Firm Information

Robert Samuels is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Robert Samuels’s Registration & Firm History

AZ

09/02/2016 - Present

Charles Schwab & CO., Inc. (Phoenix AZ)

OH

09/24/2014 - 07/22/2016

VICTORY CAPITAL ADVISERS, INC. (BROOKLYN OH)

CO

01/02/2014 - 09/04/2014

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC. (DENVER CO)

CO

03/02/2011 - 12/31/2013

ALPS DISTRIBUTORS, INC. (DENVER CO)

NJ

11/28/2006 - 04/08/2010

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

05/25/2005 - 11/13/2006

MORGAN STANLEY DW INC. (PURCHASE NY)

NY

06/16/1999 - 11/14/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 09/29/2005

Series 66 - Uniform Combined State Law Examination

IA

Issued 07/01/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/01/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/16/2020

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Robert Marc Samuels.
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