Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Mantle is a financial advisor with over 20 years of experience in the industry. Robert has worked with TD Ameritrade, Inc., Charles Schwab & Co., Inc., and TD Private Client Wealth LLC. He is currently registered with Osaic Wealth, Inc. in both New Jersey and New York. Robert holds multiple industry licenses, including Series 63, 66, 7, 9, and 10. Robert specializes in providing financial advice to individuals, families, and businesses. He is committed to helping clients achieve their financial goals through a personalized approach to financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
10/11/2024 - Present
Osaic Wealth, Inc. (Manasquan NJ)
NY
01/04/2023 - 12/19/2023
TD PRIVATE CLIENT WEALTH LLC (Melville NY)
NY
10/22/2003 - 01/11/2021
TD AMERITRADE, INC. (SMITHTOWN NY)
TX
03/23/2000 - 10/28/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
07/06/1999 - 02/07/2000
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
NY
04/15/1999 - 07/21/1999
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
BOTH
Issued 12/09/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/20/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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