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Robert Malik

Nylife Securities LLC

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About Robert Malik

Robert Malik is a financial advisor with over 18 years of experience in the financial industry. Robert is currently registered with Nylife Securities LLC in Latham, NY and is licensed to provide investment advice in New York. Robert has a wide range of experience, including working with Equitable Advisors, LLC, PFS Investments Inc., Nationwide Securities, LLC, Healthcare Community Securities Corporation, and Equity Services, Inc. Robert is committed to providing personalized financial advice and helping his clients achieve their financial goals.

Firm Information

Robert Malik is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Malik’s Registration & Firm History

NY

08/16/2023 - Present

Nylife Securities LLC (LATHAM NY)

NY

04/11/2023 - 07/11/2023

NYLIFE SECURITIES LLC (LATHAM NY)

NY

12/22/2021 - 11/02/2022

EQUITABLE ADVISORS, LLC (CLIFTON PARK NY)

NY

05/20/2019 - 12/31/2019

PFS INVESTMENTS INC. (ALBANY NY)

NY

08/31/2016 - 06/05/2017

NATIONWIDE SECURITIES, LLC (GLENMONT NY)

NY

11/05/2014 - 02/18/2015

HEALTHCARE COMMUNITY SECURITIES CORPORATION (RENSSELAER NY)

NY

12/04/2013 - 06/23/2014

EQUITY SERVICES, INC. (CLIFTON PARK NY)

NY

12/16/2011 - 08/28/2012

METLIFE SECURITIES INC. (LATHAM NY)

NY

08/10/2011 - 12/06/2011

LPL FINANCIAL LLC (EAST GREENBUSH NY)

ME

01/27/2011 - 06/22/2011

PROEQUITIES, INC. (PORTLAND ME)

ME

06/19/2008 - 10/21/2010

NEW ENGLAND SECURITIES (PORTLAND ME)

ME

11/03/2004 - 04/25/2007

LINCOLN FINANCIAL ADVISORS CORPORATION (PORTLAND ME)

ME

11/03/2004 - 04/25/2007

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (PORTLAND ME)

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Licenses & Designations

BC

Issued 12/29/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/05/2017

SIE - Securities Industry Essentials Examination

BC

Issued 11/02/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Malik.
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