Unclaimed
Robert Malik is a financial advisor with over 18 years of experience in the financial industry. Robert is currently registered with Nylife Securities LLC in Latham, NY and is licensed to provide investment advice in New York. Robert has a wide range of experience, including working with Equitable Advisors, LLC, PFS Investments Inc., Nationwide Securities, LLC, Healthcare Community Securities Corporation, and Equity Services, Inc. Robert is committed to providing personalized financial advice and helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/16/2023 - Present
Nylife Securities LLC (LATHAM NY)
NY
04/11/2023 - 07/11/2023
NYLIFE SECURITIES LLC (LATHAM NY)
NY
12/22/2021 - 11/02/2022
EQUITABLE ADVISORS, LLC (CLIFTON PARK NY)
NY
05/20/2019 - 12/31/2019
PFS INVESTMENTS INC. (ALBANY NY)
NY
08/31/2016 - 06/05/2017
NATIONWIDE SECURITIES, LLC (GLENMONT NY)
NY
11/05/2014 - 02/18/2015
HEALTHCARE COMMUNITY SECURITIES CORPORATION (RENSSELAER NY)
NY
12/04/2013 - 06/23/2014
EQUITY SERVICES, INC. (CLIFTON PARK NY)
NY
12/16/2011 - 08/28/2012
METLIFE SECURITIES INC. (LATHAM NY)
NY
08/10/2011 - 12/06/2011
LPL FINANCIAL LLC (EAST GREENBUSH NY)
ME
01/27/2011 - 06/22/2011
PROEQUITIES, INC. (PORTLAND ME)
ME
06/19/2008 - 10/21/2010
NEW ENGLAND SECURITIES (PORTLAND ME)
ME
11/03/2004 - 04/25/2007
LINCOLN FINANCIAL ADVISORS CORPORATION (PORTLAND ME)
ME
11/03/2004 - 04/25/2007
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (PORTLAND ME)
BC
Issued 12/29/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/05/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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