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Robert Malcom Cain

Woodmen Financial Services, Inc.

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About Robert Malcom Cain

Robert Cain is a financial advisor registered in Georgia with Woodmen Financial Services, Inc. and has been working in the financial services industry since March 3, 2011. Robert has passed the Series 6, Series 63 and SIE exams. Robert is registered with FINRA and the state of Georgia.

Firm Information

Robert Cain is currently registered with Woodmen Financial Services, Inc.. Woodmen Financial Services, Inc. is a Corporation formed on July 11, 2001, and is registered in 39 jurisdictions, including the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

267

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Cain’s Registration & Firm History

NE

03/03/2011 - Present

Woodmen Financial Services, Inc. (OMAHA NE)

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Licenses & Designations

BC

Issued 03/14/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/02/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Robert Malcom Cain. Review regulatory record here.
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